Resumes
Resumes
Senior Manager, Compliance
View pageLocation:
12 Shirley St, Everett, MA 02149
Industry:
Investment Management
Work:
Charles Schwab
Senior Manager, Compliance
Mclean Budden Aug 1, 2015 - Jan 2018
Compliance Consultant
Fidelity Investments Dec 2007 - May 2012
Senior Compliance Advisor
Fidelity Investments Jan 2002 - Nov 2007
Compliance Analyst
Fidelity Investments 1997 - 2001
Human Resources Representative
Senior Manager, Compliance
Mclean Budden Aug 1, 2015 - Jan 2018
Compliance Consultant
Fidelity Investments Dec 2007 - May 2012
Senior Compliance Advisor
Fidelity Investments Jan 2002 - Nov 2007
Compliance Analyst
Fidelity Investments 1997 - 2001
Human Resources Representative
Education:
Northeastern University
Bachelor of Applied Science, Bachelors, Psychology
Bachelor of Applied Science, Bachelors, Psychology
Skills:
Financial Services
Finra
Mutual Funds
Securities
Risk Management
Equities
Finra
Mutual Funds
Securities
Risk Management
Equities
Languages:
Italian