Resumes
Resumes

Market Compliance Specialist, Assistant Vice President At Wells Fargo Advisors, Llc
View pageLocation:
San Francisco Bay Area
Industry:
Financial Services
Work:
Morgan Stanley Smith Barney Sep 2010 - Sep 2012
Assistant Vice President
Ameriprise Financial Nov 2005 - Sep 2010
Registered Principal Delegate, FCS, FRM
UBS Financial Services Nov 1997 - Nov 2005
Operations Manager, Financial Advisor, CSA
Merrill Lynch Apr 1994 - Oct 1997
Client Service Associate
Assistant Vice President
Ameriprise Financial Nov 2005 - Sep 2010
Registered Principal Delegate, FCS, FRM
UBS Financial Services Nov 1997 - Nov 2005
Operations Manager, Financial Advisor, CSA
Merrill Lynch Apr 1994 - Oct 1997
Client Service Associate
Education:
Loyola Marymount University, College of Business Administration 1988 - 1992
BA, Business
BA, Business
Interests:
Leadership & Coaching, Running, Baseball, Golf, Snow Skiing, Water Skiing, Statistics & Probability
