Resumes
Resumes
Compliance Manager
View pageLocation:
54 Blueberry Rdg, Westfield, MA 01085
Industry:
Financial Services
Work:
The Hartford Jul 2005 - Jan 2013
Senior Compliance Consultant
Prudential Financial Jul 2005 - Jan 2013
Compliance Manager
Phoenix Life Insurance Company Sep 1992 - Jun 2005
Compliance Manager
Dff Corporation 1992 - 1992
Accounts Receivable Manager
Senior Compliance Consultant
Prudential Financial Jul 2005 - Jan 2013
Compliance Manager
Phoenix Life Insurance Company Sep 1992 - Jun 2005
Compliance Manager
Dff Corporation 1992 - 1992
Accounts Receivable Manager
Education:
Chicopee High School
Western New England University
Master of Business Administration, Masters, Finance
Western New England University
Master of Business Administration, Masters, Finance
Skills:
Series 63
Life Insurance
Series 24
Customer Service
Mutual Funds
Insurance
Series 6
Series 7
Finra
Securities
Compliance Training
Investments
Compliance
Fixed Annuities
Risk Management
Private Placements
Document Review
Advertising
Individual Life
Training
Retirement
Training Skills
Annuities
Advertising Compliance
Life Insurance
Series 24
Customer Service
Mutual Funds
Insurance
Series 6
Series 7
Finra
Securities
Compliance Training
Investments
Compliance
Fixed Annuities
Risk Management
Private Placements
Document Review
Advertising
Individual Life
Training
Retirement
Training Skills
Annuities
Advertising Compliance