Resumes
Resumes
![Paul Bachtold Photo 1 Paul Bachtold Photo 1](/img/not-found.png)
Chief Compliance Officer
View pageLocation:
678 Grand View Ave, San Francisco, CA 94114
Industry:
Investment Management
Work:
Salient Partners since Aug 2010
Chief Compliance Officer
Bachtold & Associates, LLC Mar 2008 - Jul 2010
President
Barclays Global Investors Aug 2005 - Mar 2008
US Compliance Manager
Wells Fargo Jan 2000 - Aug 2005
Senior Consultant
Chief Compliance Officer
Bachtold & Associates, LLC Mar 2008 - Jul 2010
President
Barclays Global Investors Aug 2005 - Mar 2008
US Compliance Manager
Wells Fargo Jan 2000 - Aug 2005
Senior Consultant
Education:
St. Mary's College of California 2001 - 2003
MBA Augustana College 1992 - 1996
BA, Business Administration & Economics
MBA Augustana College 1992 - 1996
BA, Business Administration & Economics
Skills:
Finra
Usa Patriot Act
Private Placements
Sec Filings
Investment Company Act
Asset Management
Investment Advisers Act
Fsa
Alternative Investments
Glba
Securities Exchange Act of 1934
Registered Investment Advisor
Occ
Aml
Series
Mutual Funds
Usa Patriot Act
Private Placements
Sec Filings
Investment Company Act
Asset Management
Investment Advisers Act
Fsa
Alternative Investments
Glba
Securities Exchange Act of 1934
Registered Investment Advisor
Occ
Aml
Series
Mutual Funds
Languages:
French
Swedish
Swedish
Certifications:
Finra