Search

Paul Bachtold Phones & Addresses

  • 111 Welch St, Houston, TX 77006
  • Fairbury, IL
  • San Francisco, CA
  • Chicago, IL
  • Rock Island, IL
  • Lexington, IL
  • Winnetka, IL
  • 22234 N 3700 East Rd, Fairbury, IL 61739 (309) 365-8219

Work

Company: Salient partners Aug 2010 Position: Chief compliance officer

Education

Degree: MBA School / High School: St. Mary's College of California 2001 to 2003

Skills

Finra • Usa Patriot Act • Private Placements • Sec Filings • Investment Company Act • Asset Management • Investment Advisers Act • Fsa • Alternative Investments • Glba • Securities Exchange Act of 1934 • Registered Investment Advisor • Occ • Aml • Series • Mutual Funds

Languages

French • Swedish

Ranks

Certificate: Finra

Industries

Investment Management

Resumes

Resumes

Paul Bachtold Photo 1

Chief Compliance Officer

View page
Location:
678 Grand View Ave, San Francisco, CA 94114
Industry:
Investment Management
Work:
Salient Partners since Aug 2010
Chief Compliance Officer

Bachtold & Associates, LLC Mar 2008 - Jul 2010
President

Barclays Global Investors Aug 2005 - Mar 2008
US Compliance Manager

Wells Fargo Jan 2000 - Aug 2005
Senior Consultant
Education:
St. Mary's College of California 2001 - 2003
MBA
Augustana College 1992 - 1996
BA, Business Administration & Economics
Skills:
Finra
Usa Patriot Act
Private Placements
Sec Filings
Investment Company Act
Asset Management
Investment Advisers Act
Fsa
Alternative Investments
Glba
Securities Exchange Act of 1934
Registered Investment Advisor
Occ
Aml
Series
Mutual Funds
Languages:
French
Swedish
Certifications:
Finra
Paul Axtell Bachtold from Houston, TX, age ~78 Get Report