Resumes
Resumes
Vice President, Regulatory Governance
View pageLocation:
6300 San Mateo Blvd northeast, Albuquerque, NM 87109
Industry:
Financial Services
Work:
Citigroup - Tampa/St. Petersburg, Florida Area since May 2010
Senior AML Compliance Analyst
GunnAllen Financial - Tampa/St. Petersburg, Florida Area Jul 2007 - Mar 2010
Compliance Analyst
Morgan Stanley Sep 2001 - Jun 2007
Financial Advisor
Senior AML Compliance Analyst
GunnAllen Financial - Tampa/St. Petersburg, Florida Area Jul 2007 - Mar 2010
Compliance Analyst
Morgan Stanley Sep 2001 - Jun 2007
Financial Advisor
Education:
Colgate University 1997 - 2001
BA, Spanish Literature and Economics Athenian
BA, Spanish Literature and Economics Athenian
Skills:
Securities
Finra
Aml
Financial Services
Mutual Funds
Investments
Financial Risk
Portfolio Management
Management
Equities
Customer Service
Asset Allocation
Series 7
Anti Money Laundering
Insurance
Marketing
Ofac
Financial Planning
Research
Sales
Financial Planners
Funding
Microsoft Word
Sas
Microsoft Money
Database Administration
Bank Secrecy Act
Spanish
Workshop Facilitation
Fluent In Spanish
Finra
Aml
Financial Services
Mutual Funds
Investments
Financial Risk
Portfolio Management
Management
Equities
Customer Service
Asset Allocation
Series 7
Anti Money Laundering
Insurance
Marketing
Ofac
Financial Planning
Research
Sales
Financial Planners
Funding
Microsoft Word
Sas
Microsoft Money
Database Administration
Bank Secrecy Act
Spanish
Workshop Facilitation
Fluent In Spanish
Languages:
Spanish
Certifications:
Cams
Melissa Gohs Tampa, FL
View pageWork:
Citigroup
Dec 2012 to 2000
AVP, Senior Fraud Investigations Analyst
Citigroup
Tampa, FL
May 2010 to Dec 2012
AVP, AML Operations Manager
GunnAllen Financial
Tampa, FL
Jul 2007 to Mar 2010
Compliance Analyst
Morgan Stanley
Danville, CA
Sep 2001 to Jun 2007
Financial Advisor
Dec 2012 to 2000
AVP, Senior Fraud Investigations Analyst
Citigroup
Tampa, FL
May 2010 to Dec 2012
AVP, AML Operations Manager
GunnAllen Financial
Tampa, FL
Jul 2007 to Mar 2010
Compliance Analyst
Morgan Stanley
Danville, CA
Sep 2001 to Jun 2007
Financial Advisor
Education:
Colgate University
Hamilton, NY
May 2001
Bachelor of Arts in Spanish Literature
Hamilton, NY
May 2001
Bachelor of Arts in Spanish Literature
Skills:
CAMS