Location:
135 Plainsboro Rd, Cranbury, NJ 08512
Industry:
Financial Services
Work:
TD - Cherry Hill, NJ since Nov 2012
VP / Operational Risk Manager II - Quality Assurance and Quality Control
TD Bank, N.A. - Cherry Hill, NJ since Apr 2011
VP / Sr. Audit Manager - AML Audit Team
Deutsche Bank Aug 2007 - Apr 2011
Vice President
Merrill Lynch Feb 2005 - Jul 2007
Vice President
National Association of Securities Dealers Jul 2004 - Jan 2005
Audit Project Leader
Education:
City University of New York-College of Staten Island 1999 - 2004
B.S., Accounting
Saint Peter's Boys High School 1988 - 1989
High School Diploma
Wagner College
Skills:
Risk Management
Regulations
Business
Aml
Sarbanes Oxley Act
Enterprise Risk Management
Financial Risk
Internal Controls
Internal Audit
Auditing
Operational Risk
Operational Risk Management
Risk Assessment
Kyc
Banking
Management
Finance
Financial Services
It Audit
Governance
Anti Money Laundering
Cisa
Interests:
Golf
Education
Boxing
Reading
Languages:
Tagalog
English
Spanish
Awards:
2009 Leaders In Diversity Award Recipient
Certifications:
Certified Public Accountant (Cpa)
Certified Internal Auditor (Cia)
Certified Information Systems Auditor (Cisa)
Certified Anti-Money Laundering Specialist (Cams)
Certified Financial Services Auditor (Cfsa)
Certified Information Technology Professional (Citp) [Surrendered]
Series 7 Registered [Surrendered]
Series 63 Registered [Surrendered]
