Resumes
Resumes
Senior Manager, Supervision And Controls
View pageLocation:
Mchenry, IL
Industry:
Financial Services
Work:
Charles Schwab
Senior Manager, Supervision and Controls
Financial Industry Regulatory Authority (Finra) Nov 2015 - Sep 2017
Senior Compliance Examiner
Ziliak Law, Llc Jul 2014 - Oct 2015
Associate Attorney
Law Offices of Tracy M Rizzo P.c Oct 2013 - Oct 2015
Attorney
Cboe Nov 2012 - Jun 2014
Investigator
Senior Manager, Supervision and Controls
Financial Industry Regulatory Authority (Finra) Nov 2015 - Sep 2017
Senior Compliance Examiner
Ziliak Law, Llc Jul 2014 - Oct 2015
Associate Attorney
Law Offices of Tracy M Rizzo P.c Oct 2013 - Oct 2015
Attorney
Cboe Nov 2012 - Jun 2014
Investigator
Education:
The John Marshall Law School 2010 - 2013
Doctor of Jurisprudence, Doctorates, Law Peking University 2011 - 2011
University of Hawai‘i - Shidler College of Business 2002 - 2007
Bachelors, Bachelor of Business Administration, Marketing, Finance
Doctor of Jurisprudence, Doctorates, Law Peking University 2011 - 2011
University of Hawai‘i - Shidler College of Business 2002 - 2007
Bachelors, Bachelor of Business Administration, Marketing, Finance
Skills:
Finra Series 7
Finra Series 66
Legal Research
Legal Writing
Legal Assistance
Securities
Insurance
Appeals
Civil Litigation
Corporate Law
Litigation
Licensing
Series 7
Securities Regulation
Courts
Finra
Westlaw
Finra Series 66
Legal Research
Legal Writing
Legal Assistance
Securities
Insurance
Appeals
Civil Litigation
Corporate Law
Litigation
Licensing
Series 7
Securities Regulation
Courts
Finra
Westlaw
Kellie Togashi
View pageAssociate Attorney
View pageLocation:
Chicago, IL
Work:
Ziliak Law, Llc
Associate Attorney
Associate Attorney