Resumes
Resumes
Assistant Vice President
View pageLocation:
Jacksonville, FL
Industry:
Financial Services
Work:
Deutsche Bank
Assistant Vice President
Lpl Financial Sep 2013 - Aug 2014
Senior Analyst-Marketing Regulatory Review
Pimco Aug 2012 - Sep 2013
Compliance Analyst
Vanguard Sep 2009 - Nov 2011
Legal Administrator-Advertising Compliance
Vanguard Jul 2006 - Sep 2009
Legal Administrator-Intellectual Property
Assistant Vice President
Lpl Financial Sep 2013 - Aug 2014
Senior Analyst-Marketing Regulatory Review
Pimco Aug 2012 - Sep 2013
Compliance Analyst
Vanguard Sep 2009 - Nov 2011
Legal Administrator-Advertising Compliance
Vanguard Jul 2006 - Sep 2009
Legal Administrator-Intellectual Property
Education:
University of Pennsylvania 2004 - 2009
Masters Chestnut Hill College 1991 - 1995
Bachelors, Bachelor of Science, Political Science
Masters Chestnut Hill College 1991 - 1995
Bachelors, Bachelor of Science, Political Science
Skills:
Financial Services
Policy
Compliance
Etfs
Investment Management
Legal Writing
Banking
Private Equity
Hedge Funds
Risk Management
Sec
Institutional Investments
Policy
Compliance
Etfs
Investment Management
Legal Writing
Banking
Private Equity
Hedge Funds
Risk Management
Sec
Institutional Investments
Heather Rosselle Newport Beach, CA
View pageWork:
Marketing Regulatory Review
Sep 2013 to 2000
Senior Analyst
Pacific Investment Management Company
Aug 2012 to Sep 2013
Compliance Analyst
Charles Schwab & Co
Jun 2012 to Aug 2012
Retirement Plan Service Specialist
Data Recognition Corporation
Mar 2012 to May 2012
Resolution Reader
Legal Department
Sep 2009 to Dec 2011
Legal Administrator
Legal Department
Jul 2006 to Sep 2009
Legal Administrator
Sep 2013 to 2000
Senior Analyst
Pacific Investment Management Company
Aug 2012 to Sep 2013
Compliance Analyst
Charles Schwab & Co
Jun 2012 to Aug 2012
Retirement Plan Service Specialist
Data Recognition Corporation
Mar 2012 to May 2012
Resolution Reader
Legal Department
Sep 2009 to Dec 2011
Legal Administrator
Legal Department
Jul 2006 to Sep 2009
Legal Administrator
Education:
University of Pennsylvania
Philadelphia, PA
2004 to 2009
Masters of Science in Organizational Dynamics
Chestnut Hill College
Bachelor of Science in Political Science
Philadelphia, PA
2004 to 2009
Masters of Science in Organizational Dynamics
Chestnut Hill College
Bachelor of Science in Political Science