Resumes
Resumes
Senior Compliance Analyst | Office Of Compliance Counsel
View pageLocation:
3837 13Th Ave west, Seattle, WA 98119
Industry:
Financial Services
Work:
Lpl Financial Jun 2013 - Nov 2014
Senior Examiner of Governance, Risk, and Compliance
Lpl Financial Jun 2013 - Nov 2014
Senior Compliance Analyst | Office of Compliance Counsel
Allstate Financial Sep 2008 - Dec 2012
Compliance Analyst
Allstate Financial Jun 2007 - Sep 2008
Suitability Analyst
Allstate Financial Dec 2006 - Jun 2007
Brokerage Services Analyst
Senior Examiner of Governance, Risk, and Compliance
Lpl Financial Jun 2013 - Nov 2014
Senior Compliance Analyst | Office of Compliance Counsel
Allstate Financial Sep 2008 - Dec 2012
Compliance Analyst
Allstate Financial Jun 2007 - Sep 2008
Suitability Analyst
Allstate Financial Dec 2006 - Jun 2007
Brokerage Services Analyst
Education:
University of Nebraska - Lincoln 1994 - 1998
Bachelors, Bachelor of Science, Accounting
Bachelors, Bachelor of Science, Accounting
Skills:
Banking
Financial Analysis
Retirement Planning
Mutual Funds
Investments
Financial Services
Securities
Strategic Financial Planning
Risk Management
Insurance
Accounting
Series 7
Financial Planning
Life Insurance
Portfolio Management
Management
Process Improvement
Finance
Leadership
Financial Analysis
Retirement Planning
Mutual Funds
Investments
Financial Services
Securities
Strategic Financial Planning
Risk Management
Insurance
Accounting
Series 7
Financial Planning
Life Insurance
Portfolio Management
Management
Process Improvement
Finance
Leadership
Emilie Nisbet Omaha, NE
View pageWork:
Allstate Financial
Lincoln, NE
2008 to 2012
Compliance Analyst
Allstate Financial
Lincoln, NE
2007 to 2008
Suitability Analyst
Allstate Financial
Lincoln, NE
2006 to 2007
Brokerage Services Analyst
Allstate Financial
Lincoln, NE
2006 to 2006
Brokerage Services Specialist
Allstate Financial
Lincoln, NE
2005 to 2006
Correspondence Specialist
Allstate Financial
Lincoln, NE
2004 to 2005
Contact Center Specialist
Triadix, Inc
Lincoln, NE
2003 to 2004
Solutions Consultant
American Express Financial Advisors
Omaha, NE
2001 to 2003
Financial Advisor
Experian
Lincoln, NE
2000 to 2001
Tax Accountant
Baird, Kurtz & Dobson
Lincoln, NE
1999 to 2000
Auditor
Lincoln, NE
2008 to 2012
Compliance Analyst
Allstate Financial
Lincoln, NE
2007 to 2008
Suitability Analyst
Allstate Financial
Lincoln, NE
2006 to 2007
Brokerage Services Analyst
Allstate Financial
Lincoln, NE
2006 to 2006
Brokerage Services Specialist
Allstate Financial
Lincoln, NE
2005 to 2006
Correspondence Specialist
Allstate Financial
Lincoln, NE
2004 to 2005
Contact Center Specialist
Triadix, Inc
Lincoln, NE
2003 to 2004
Solutions Consultant
American Express Financial Advisors
Omaha, NE
2001 to 2003
Financial Advisor
Experian
Lincoln, NE
2000 to 2001
Tax Accountant
Baird, Kurtz & Dobson
Lincoln, NE
1999 to 2000
Auditor
Education:
University of Nebraska
Lincoln, NE
1994 to 1998
Bachelor of Science in Business Administration in Accounting
Lincoln, NE
1994 to 1998
Bachelor of Science in Business Administration in Accounting
Skills:
Financial Industry Regulatory Authority (FINRA), Series 7, 66, 53, and 24 licenses. Life Office Management Association, Inc. (LOMA), Associate, Annuity Products and Administration (AAPA)