Resumes
Resumes
Caroline Gaebel
View pageLocation:
205 Grandview Ave, Novato, CA 94945
Industry:
Financial Services
Work:
Mufg Feb 2015 - Feb 2016
Vice President and Senior Compliance Officer - Privacy Office
Charles Schwab Apr 2000 - Jan 2015
Senior Compliance Manager - Retail Testing and Monitoring
Charles Schwab Feb 1999 - Mar 2000
Executive Communications Specialist - Chairman's Division
Charles Schwab Dec 1996 - Jan 1999
Acting Team Lead and Senior Retirement Specialist - Retirement Services Department
Charles Schwab Apr 1995 - Nov 1996
Client Service Specialist - San Francisco Headquarter Branch
Vice President and Senior Compliance Officer - Privacy Office
Charles Schwab Apr 2000 - Jan 2015
Senior Compliance Manager - Retail Testing and Monitoring
Charles Schwab Feb 1999 - Mar 2000
Executive Communications Specialist - Chairman's Division
Charles Schwab Dec 1996 - Jan 1999
Acting Team Lead and Senior Retirement Specialist - Retirement Services Department
Charles Schwab Apr 1995 - Nov 1996
Client Service Specialist - San Francisco Headquarter Branch
Education:
Dominican College
BS, Biology (Minor Chemistry) Fashion Insititute of Design & Merchandising (FIDM)
Merchandising/Marketing Management Certificate Golden Gate University
MBA, International Management
BS, Biology (Minor Chemistry) Fashion Insititute of Design & Merchandising (FIDM)
Merchandising/Marketing Management Certificate Golden Gate University
MBA, International Management
Skills:
Series 24
Series 63
Financial Services
Securities
Securities Regulation
Trading
Investments
Mutual Funds
Risk Management
Banking
Series 7
Equities
Asset Management
Management
Financial Analysis
Financial Risk
Series 63
Financial Services
Securities
Securities Regulation
Trading
Investments
Mutual Funds
Risk Management
Banking
Series 7
Equities
Asset Management
Management
Financial Analysis
Financial Risk
Languages:
English
Spanish
Spanish
Compliance Manager
View pageLocation:
San Francisco, CA
Work:
Compliance Manager
Caroline Gaebel
View pageLocation:
San Francisco Bay Area
Industry:
Financial Services