Resumes
Resumes
Compliance Principal
View pageLocation:
413 Bramblewood Ln, Knoxville, TN 37922
Industry:
Financial Services
Work:
Securities Service Network, Inc.
Compliance Principal
Securities Service Network, Inc. Feb 2015 - Dec 2018
Equity Trader
Securities Service Network, Inc. Feb 2012 - Feb 2015
Cashiering Specialist
Compliance Principal
Securities Service Network, Inc. Feb 2015 - Dec 2018
Equity Trader
Securities Service Network, Inc. Feb 2012 - Feb 2015
Cashiering Specialist
Skills:
Financial Services
Securities
Customer Service
Retirement
Microsoft Office
Uniform Combined State Law
Series 7
Mutual Funds
Investments
Leadership
Finra
Securities
Customer Service
Retirement
Microsoft Office
Uniform Combined State Law
Series 7
Mutual Funds
Investments
Leadership
Finra
Certifications:
Series 7
Series 66
Series 55
Series 24
Series 4
Series 66
Series 55
Series 24
Series 4