Professional Records Lawyers & Attorneys Brian Peltier - Lawyer View page ISLN: 1000507798 Admitted: 2019 Brian Peltier - Lawyer View page ISLN: 1000912344 Admitted: 2020
Resumes Resumes Compliance Analyst At Piper Jaffray View page Position: Compliance Analyst at Piper Jaffray Location: Minneapolis, Minnesota Industry: Investment Banking Work: Piper Jaffray - Minneapolis since Dec 2012 Compliance Analyst RBC Capital Markets LLC - Greater Minneapolis-St. Paul Area Sep 2011 - Dec 2012 Securities Licensing Specialist RBC Capital Markets LLC - Greater Minneapolis-St. Paul Area Sep 2010 - Sep 2011 Senior Associate Security Transfers RBC Wealth Management Feb 2010 - Aug 2010 Associate, Document Processing University of Minnesota Duluth Sep 2006 - Sep 2008 Staff Writer Education: University of Minnesota-Duluth 2005 - 2009 Bachelor of Arts, Spanish Studies White Bear Lake Skills: Series 7VBAUniform Combined State LawFINRADTCSeries 66ComplianceSecurities LicensingSeries 24