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Brian Peltier Phones & Addresses

  • Russell Island, MI
  • 21116 Gordon Rd, St Clr Shores, MI 48081 (586) 872-2021
  • Saint Clair Shores, MI
  • Southfield, MI
  • Detroit, MI
  • Warren, MI
  • Eastpointe, MI
  • Macomb, MI
  • Oakland, MI
  • 21116 Gordon Rd, Saint Clair Shores, MI 48081 (586) 634-2652

Work

Company: Piper jaffray Dec 2012 Address: Minneapolis Position: Compliance analyst

Education

Degree: Bachelor of Arts School / High School: University of Minnesota-Duluth 2005 to 2009 Specialities: Spanish Studies

Skills

Series 7 • VBA • Uniform Combined State Law • FINRA • DTC • Series 66 • Compliance • Securities Licensing • Series 24

Ranks

: Series 7 November 2012, Score: 88% Description: General Securities Representative Examination

Emails

Industries

Investment Banking

Professional Records

Lawyers & Attorneys

Brian Peltier Photo 1

Brian Peltier - Lawyer

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ISLN:
1000507798
Admitted:
2019
Brian Peltier Photo 2

Brian Peltier - Lawyer

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ISLN:
1000912344
Admitted:
2020

Resumes

Resumes

Brian Peltier Photo 3

Compliance Analyst At Piper Jaffray

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Position:
Compliance Analyst at Piper Jaffray
Location:
Minneapolis, Minnesota
Industry:
Investment Banking
Work:
Piper Jaffray - Minneapolis since Dec 2012
Compliance Analyst

RBC Capital Markets LLC - Greater Minneapolis-St. Paul Area Sep 2011 - Dec 2012
Securities Licensing Specialist

RBC Capital Markets LLC - Greater Minneapolis-St. Paul Area Sep 2010 - Sep 2011
Senior Associate Security Transfers

RBC Wealth Management Feb 2010 - Aug 2010
Associate, Document Processing

University of Minnesota Duluth Sep 2006 - Sep 2008
Staff Writer
Education:
University of Minnesota-Duluth 2005 - 2009
Bachelor of Arts, Spanish Studies
White Bear Lake
Skills:
Series 7
VBA
Uniform Combined State Law
FINRA
DTC
Series 66
Compliance
Securities Licensing
Series 24
Brian J Peltier from Russell Island, MI, age ~51 Get Report